Ethical and Professional Standards

Prepare for Ethical and Professional Standards with practice questions covering 10 topics. Part of CFA Level I — build your knowledge and track your progress with PopCFA.

Topics: 10
Access: Free

What’s in it.

10 topics

Topic 01
Overview of the Code of Ethics and Standards of Professional Conduct
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Topic 02
Standard I(A): Knowledge of the Law
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Topic 03
Standard I(B): Independence and Objectivity
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Topic 04
Standards I(C) and I(D): Misrepresentation and Misconduct
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Topic 05
Standard III(A): Loyalty, Prudence and Care
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Topic 06
Standards III(B) and III(C): Fair Dealing and Suitability
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Topic 07
Standard II(A): Material Nonpublic Information
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Topic 08
Standards II(B) and VI: Market Manipulation and Conflicts of Interest
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Topic 09
Standards V(A) and V(B): Diligence, Reasonable Basis and Communication
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Topic 10
Global Investment Performance Standards (GIPS)
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